[ad_1]
SET suspended the services of a financial advisor of JVS Financial Advisor Co., Ltd. (JVS) for one year and Mr. Suraphong Sae-heng's financial advisor For 2 years, due to his inability to act as an independent financial advisor (IFA) and as a financial advisor (FA) to many companies listed.
The SEC investigated that Mr. Surapong Sae-heng, the supervisor of the JVS, was failing in his opinion on the acquisition or disposal of assets and related transactions. Listed companies in many cases and continuously, as not taking care to monitor and disclose the relevant contractual information. The disclosure of basic information about the transaction is unclear and incomplete. Can not explain the source. The reasonableness of the assumptions in the projection. In some cases, variations in the sensitivity analysis are also in progress. As a result, the independent financial advisor's opinion with respect to the shareholders, as amended from the approval, should not approve the transaction. The value is incorrect. Does not meet professional standards
He also detected that the JVS system had a defect in the system of serious tasks. As a regulator, the financial advisor presents many flaws at the same time. Therefore, it is considered that JVS does not have a concise and sufficient system.
The above defects of JVS and Mr. Surapong does not conform to the standards. The financial adviser's code of conduct and the business scope of BE 2552 (2009), the SEC has ordered the suspension of the approval. Financial Advisor for JVS for one year and Financial Advisor, Mr. Surapong The rest of the approval period. The deadline for not accepting the next approval. For a period of 2 years from November 28, 2008
[ad_2]
Source link
